Federal Rules and Regulations that apply to Techno Products, Inc.

IntroductionUnder the federal official rules and regulations, the Security moment of 1933 governs the initial issuance and adjustment of securities, as opposed to the Securities Exchange snatch of 1934 which governs financial reporting, and the fitting of people involved with the sale of securities. The enforcement authority given by Congress allows the SEC to bring genteel enforcement actions against individuals or companies position to have committed be fraud, provided false information, or pursue in insider trading or other violations of the securities law. They also earn with criminal law enforcement agencies to prosecute individuals and companies alike for severe offenses. The brace York Stock Exchanges provides an efficient method for buyers and sellers to trade shares of stock in companies registered for public trading. The exchange provides efficient price dis get byy via an vendue environment designed to produce the fairest price for both parties. The federal security law under the Securities and Exchange Commission (SEC) is tame for administering rules to regulate various stock exchanges, utility holding companies, coronation trusts, and investment advisers. The Sarbanes-Oxley Act was signed into law on July 30, 2002. Sarbanes-Oxley is considered the to the highest storey significant change to federal securities laws in the United States.

The Sarbanes-Oxley Act is designed to review dated legislative audit requirements to encourage investors by improving the accuracy and reliability of corporate disclosures, cover issues such as establishing a public company w rite up oversight board, corporate responsib! ility, auditor independence, and enhanced financial disclosure. Sarbanes-Oxley requires excess disclosure as well as criminal and civilised penalties for securities violations and significantly longer jail sentences and larger fines for corporate executives who wittingly and willfully misstate financial statements. In this research paper, the learning team B will prepare a epitome of NYSE, SEC, and SOX requirements in Techno Products Inc. Additionally, the research paper will described and... If you neediness to get a full essay, order it on our website: OrderCustomPaper.com

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